Categorie: The Firm

december 5, 2020 News Releases 0 Comments

VAN LEEUWEN FORENSIC AUDITING provides holistic services related to customer due diligence, sanctions screening, and transaction monitoring technology solutions at a variety of financial institutions- from global, industry-leading banks- to small, regionally focused institutions. These institutions must balance subject matter expertise and technical acumen to leverage technology effectively in their compliance programs. With this understanding, the firm assists institutions to deliver proven and practical cutting-edge technology solutions that pass regulators’ scrutiny while improving effectiveness and efficiency in detecting and investigating suspicious behavior and sanctions violations.

december 3, 2020 News Releases 0 Comments

MR. BAS A.S. VAN LEEUWEN (LL.M., ESQ.) assists clients with criminal matters, administrative supervision and enforcement cases, and internal and external investigations. Cases involving accusations of…

december 1, 2020 News Releases 0 Comments

PRAETOR FORENSIC AUDITING helps clients identify and assess financial crime risk, respond to evolving regulation, react to regulatory action, and enhance their existing financial crime risk management programme. Our services include: Strategy Consulting, Risk Advisory, Compliance Solutions, Independent Review, Technology Innovation and Investigations.

december 1, 2020 News Releases 0 Comments

Enforcement actions and penalties continue to expose systemic failures and areas of noncompliance within a financial institution’s Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) program and Office of Foreign Assets Control (OFAC) program. Additionally, internal audits or investigations may illuminate areas of potential weakness or concern. Financial institutions often face challenges such as resource and technology constraints, outdated or improperly scoped internal testing programs, or limited knowledge of industry trends and complex regulatory requirements. With vast BSA/AML and OFAC knowledge and experience, visibility into industry trends and best practices, and knowledge of the evolving regulatory landscape, PRAETOR FORENSIC AUDITING serves as a strong, independent compliance review consultant to meet your regulatory testing obligations. It helps clients proactively identify deficiencies ahead of regulatory examinations, validate corrective actions, or advise and assist with remedial efforts that will withstand the scrutiny of regulators and prosecutors.

december 1, 2020 News Releases 0 Comments

PRAETOR FORENSIC AUDITING works with organizations to assess the adequacy of compliance programs and related processes. It helps develop and implement robust, risk-based financial crime compliance solutions with a focus on anti-money laundering (AML), anti-bribery and corruption, sanctions, know-your-customer (KYC), and other due diligence processes. It utilizes its unsurpassed knowledge of financial crime, evolving rules and regulations, and technology to help clients holistically evaluate and enhance its financial crime compliance program effectiveness and efficiency.

december 1, 2020 News Releases 0 Comments

PRAETOR FORENSIC AUDITING keeps pace with regulatory change, maintain an ongoing dialogue with regulators, and employ best-in-class solutions to create effective compliance programs for its clients. PRAETOR FORENSIC AUDITING’s comprehensive approach delves deeply into the regulations and its clients’ business processes to identify and quantify each organization’s individual risks, as well as find, prioritize, and help close any gaps.

december 1, 2020 News Releases 0 Comments

PRAETOR FORENSIC AUDITING works with leadership to build effective compliance solution strategies to see what is around the corner, and to help leaders understand their risks and responsibilities. It doesn’t simply provide strategic advice. It provides the good counsel and program agility needed to meet current and future regulatory obligations. Most importantly, It works with executive leadership to formulate sound strategies that can be efficiently operationalized to achieve results.

december 1, 2020 News Releases 0 Comments

People typically become involved in already existing fraud schemes as a result of power that is exercised on them by another individual. The five (5) separate types of power include: reward, coercive, expert, legitimate and referent. It is through either one or a combination of several types of power that a potential fraud perpetrator is influenced to become involved in a fraudulent scheme.